The Firm

Rosemary Frank Financial, LLC, a registered investment adviser, is mainly about you. We’ll provide you with information and resources, but it is about you, what you need, when you need it, and how you need it. You will find the tone of this website to be personal and conversational. The services we provide are very individual and I aim to get to the heart of the matter, understand as much as possible about you and your situation, and then give you my best advice in order to help you build your financial future.

As a firm with overarching fiduciary responsibility to you, we always act in your best interests. We serve you with loyalty and in utmost good faith, seeking to protect your interest and consistently place your interests first and foremost in all situations. We operate according to formally adopted Policies and Procedures, a Code of Ethics, and a Privacy Policy, each for your benefit.

Our compensation is fee-based. Some clients find this of comfort since it affirms our efforts to always act in your best interests and avoid potential conflicts of interest on our part. “Fee-based” or “fee only” means Rosemary Frank Financial, LLC is compensated on an hourly rate for financial planning and/or consultation services or on an agreed upon annual percentage of assets under management (AUM). These are both standard industry practices for advisers with fiduciary responsibilities.