We manage assets for individuals and families, providing investment management, and financial planning services.
How long does it usually take for my account to transfer to you?
The establishment of an account, and issuance of an account number, is usually completed within 24-48 hours. The subsequent transfer of investments to that account will usually take 5-10 business days. We manage the entire process, and you need not contact the investment organization you are leaving.
When I invest with you, where is my money held?
Our custodian of funds and clearing agent is Pershing LLC, the leader in global clearing and settlement solutions for nearly 85 years. Pershing LLC is a wholly owned subsidiary of The Bank of New York Mellon (BNY Mellon). You will access your account on Pershing’s client portal and Pershing will issue your monthly account statements and annual tax documents.
Is there a minimum amount required to invest?
We usually request that you have at least $100,000 to open a relationship. This will enable us to be most efficient in providing services to you. Exceptions can be made on a case by case basis but there is a firm account minimum of $10,000.